In our experience, most complaint-handling models fall into
two distinct categories:
- those where complaints are reviewed by a separate department
(or individual); or
- those where complaints are reviewed by several levels
of progressively senior staff.
The nature of the complaint should be the most important
consideration in determining your point-of-entry in the internal complaint mechanism (ICM).
It may be more efficient and effective to have less complex
complaints heard and dealt with where they originate, while
more complex decisions may require review by a senior manager
or committee that is removed from the original decision. Resources
can be a significant determining factor in the model you choose.
An issue often related to the complexity of the decision
is the need, or perceived need, for an "independent"
reviewer. One of the most significant factors that leads complainants
to contact external agencies or the media is the feeling that
they did not or could not get a fair review of their complaint.
An ICM must be credible to complainants, who often feel they
will not get a fair review if the complaint is reviewed where
the alleged error originated. Having a separate complaint-handler
or department may address concerns of this kind. It is important,
however, not to describe your complaint-handler as "independent"
unless such independence exists.
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