The first step is to identify the legislation that creates the
authority or power to make a decision. There are limited exceptions
where tracing the chain might not apply. These could include
complaints such as delay or rude treatment.
From the relevant Act, the chain of authority is traced to
applicable regulations, orders in council, ministerial orders,
policies and guidelines. If applicable, investigators look
to see how tribunal members are appointed and whether the
decision-maker has properly delegated authority and how that
authority was established.
Enabling legislation such as the Government Organization
Act is also reviewed as it establishes the authority to create
programs, delegate powers and duties, enter into agreements
and establishes advisory boards/committees/councils.
In most cases, a tribunal's enabling legislation will state
the Administrative Procedures Act applies or that the tribunal
falls under the requirements of the Administrative Procedures
Act by virtue of a list of the Regulations.
Examples of this first fairness factor include:
- An inmate complained his application for a temporary
absence pass was denied. The Temporary Absence Appeal Committee
form stated: "Your appeal has been considered by the
Temporary Absence Committee. The decision of the Committee
is final and binding pursuant to the Temporary Absence Regulation."
In the course of the investigation the Alberta Ombudsman's office
requested a copy of the Temporary Absence Regulation. Several days later the
department contacted our Office to report there was no such
thing as a Temporary Absence Regulation. No one could explain
how this reference to a "phantom" regulation was
incorporated into the form.
- An Alberta Act states a department may collect any overpayment
of benefits. However, at one time the department's policy
stated staff must collect overpayments. This incongruity
was carried forward into the application form wherein applicants
were required to declare that they understand if they receive
benefits to which they are not entitled because of the department's
administrative error, the applicants will have to repay
the benefits to the department.
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